Search for: "United States Securities and Exchange Commission v. Williams" Results 1 - 20 of 184
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7 Aug 2013, 6:08 am
WhiteleyCase number: 12-cv-00060 (United States District Court for the Northern District of Indiana)Case filed: January 30, 2012Qualifying judgment/order: June 27, 2013 7/22/2013 10/21/2013 2013-59 SEC v. [read post]
23 Jul 2018, 11:50 am by Seth Barrett Tillman, Josh Blackman
Chief Justice William Rehnquist’s majority opinion once again cites Germaine for the proposition that “[t]he Constitution for purposes of appointment . . . divides all its officers [of the United States] into two classes. [read post]
17 May 2013, 10:56 am
Redpath, and Owen Mark Williams Case number: 10-cv-03995 (United States District Court for the District of Minnesota)Case filed: September 21, 2010Qualifying Judgment/Order: April 15, 2013 5/17/2013 8/15/2013 2013-40 SEC v. [read post]
5 Jan 2023, 6:17 pm by Steve Bainbridge
In addition to the state law claims, plaintiff alleged that the company had made false and misleading statements in its proxy soliciting materials in violation of Securities Exchange Act Section 14(a). [read post]
16 Feb 2018, 12:00 am by Sean Cuff
Nov. 8, 2017), the United States District Court for the Eastern District of Texas granted in part and denied in part the Securities and Exchange Commission’s (“SEC”) motion for summary judgment and denied William E. [read post]
7 Mar 2011, 12:17 pm
As the Securities andamp; Exchange Commission former enforcement chief, William R. [read post]
22 Jun 2023, 12:01 pm by susan
The perceived DAO “immunity” era, if it ever existed, certainly appears to be coming under challenge, at least in the United States. [read post]
22 Dec 2014, 12:13 pm by Guest Author
But that record has evaporated thanks to the United States Court of Appeals for the Second Circuit’s ruling in United States v. [read post]
10 Jul 2018, 3:57 am by Hedge Fund Lawyer
SEC Director Hinman Testifies Before the House That Many ICOs are Securities Offerings, Certain Utility Tokens Do Not Have Hallmarks of a Security On April 26, 2018, SEC Director William Hinman stated his position that it is “hard to have an initial sale without a securities offering. [read post]